John Reed Stark tells the Wall Street Journal that the commission should have gone after FTX and other crypto firms earlier.
December 9, 2022
The new rules focus on improving disclosures on trades and best-execution obligations, which suggests changes to how the regulator treats payments for order flow.
Scott Charles Tunis is accused of having brought a homemade bomb into a Truist branch in South Carolina, demanding money and fleeing with more than $8,700, according to the Post and Courier.
The firm expects to spend $260 million on technology this year, up from $210 million in 2021.
The firm ignored red flags indicating a rep was diverting clients’ funds, Finra says.