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Today's Headlines

The DOL Rule is Dead... For Real This Time
The Fifth Circuit Court of Appeals has finally issued the mandate, originally expected over a month ago, officially vacating the rule.
Banned Advisor Says He’s Vindicated by Supreme Court Win – No Need for a New Hearing
But if the SEC comes after him again – he says he’ll fight on.
Wells Fargo Loses Reps Collectively Managing Over Half a Billion
Advisors have recently jumped ship to Raymond James, RBC and Stifel.
Commonwealth Nabs $130M Team from Kestra
Incoming advisors cite a variety of available business models as a motivating factor for joining Commonwealth.
How to Disrupt Your Clients’ Stress Response
Understanding patterns in behavior help prevent irrational decisions.
Neither Clients Nor FAs Are Prepared for Longevity Risk
Majority of clients don’t have long-term care plans — and some advisors don’t even know if their clients have one.

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