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Broker-Dealers Call for End to Regulation by Enforcement

They’re frustrated by the “guesswork” needed to interpret regulations.

Morgan Stanley Lets Advisors Text Clients

Separately, Orion streamlines risk analytics.

Edward Jones, Morgan Stanley Lead in Online Searches

Study finds a mix of locally targeted web pages and paid-search advertising helps firms boost online visibility.

UBS Loses More Advisors to a Rival

Veteran advisors collectively managed $600 million.

Why FAs Increasingly Shun Mutual Funds for ETFs

Financial advisors now recommend ETFs over all other investment products.

ThinkTank: Investing

What We Want and What We Get: Error Bias in Investing
Saturna Capital

Ready or Not: Considering Chinese A-Shares
Parametric Portfolio Associates® LLC

Catching the Turn in Japanese Equities
Hartford Funds

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The Client - Finding and winning new clients Fidelity: Tech Gap Widens Between Haves, Have-Nots How Morgan Stanley Aims to Lure Smaller Investors	The Client - Client retention Morgan Stanley Lets Advisors Text Clients Summer Strategies: Stay in Touch with Vacationing Clients
The Client - ERISA plans/institutional management The DOL's Fiduciary Rule is Here … But For How Long? DOL Rule Implementation Leaves FAs No More Certain Edward Jones Backtracks on DOL Rule Commission Ban	The Client - Behavioral finance The Old Ways Increasingly Leave Investors Behind Clients with Volatile Income Must Plan for Downtimes

The Assets - Portfolio management America’s Top 300 RIAs Revealed	The Assets - Insurance planning Specialty Firm Plans Expansion with Dynasty’s Help When Small Business Owners Make Bad Decisions
The Assets - Estate planning Business Owners Need More Estate Planning Death and Taxes in an Uncertain Policy Landscape	The Assets - Tax planning Options Niche Leads Morgan Stanley Advisor to RBC Nobody Knows Your Client’s Tax Implications Like You

The Practice - Technology Morgan Stanley Lets Advisors Text Clients Edward Jones, Morgan Stanley Lead in Online Searches Fidelity: Tech Gap Widens Between Haves, Have-Nots	The Practice - Fees and compensation FAs Unhappy with How Firms Handle Pay Post-DOL Rule Payouts Fall for Reps at Most Top-10 Paying BDs
The Practice - Staffing and recruiting UBS Loses More Advisors to a Rival Finra’s Crackdown on High-Risk Brokers is Underway Payouts Fall for Reps at Most Top-10 Paying BDs	The Practice - Regulatory/legal issues Broker-Dealers Call for End to Regulation by Enforcement Finra’s Crackdown on High-Risk Brokers is Underway FAs Unhappy with How Firms Handle Pay Post-DOL Rule

1	Key Morgan Stanley Exec Defects to Merrill Lynch
2	$245M Morgan Stanley Duo Breaks Away
3	Finra’s Crackdown on High-Risk Brokers is Underway
4	Big UBS Breakaway Joins Dynasty, Lawsuit Follows
5	Small Wirehouse Teams Are Sick of Neglect

1	Key Morgan Stanley Exec Defects to Merrill Lynch
2	Small Wirehouse Teams Are Sick of Neglect
3	Fidelity: Tech Gap Widens Between Haves, Have-Nots
4	Morgan Stanley, FA Fined Over Elder Abuse
5	Big UBS Breakaway Joins Dynasty, Lawsuit Follows

1	Wells Fargo Could Win Big from Signing Offer Slowdown
2	Key Morgan Stanley Exec Defects to Merrill Lynch
3	CFP Wants to Extend Fiduciary Duty
4	CFA Institute Warns Against an SEC Fiduciary Rule

S	M	T	W	T	F	S






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