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March 13, 2019

Indicted College Admissions Briber Claims Links to Morgan Stanley, UBS, PIMCO and Other Top Managers
However, some of these claims may be as false as his clients' college applications.
IRS Signals New OZ Tax Break Details to Come Shortly
Critical information on the scheme may be available as early as two weeks from now.
Morgan Stanley Threatens to Exit Nevada if State Fiduciary Rule Goes Into Effect
And Wells Fargo, TD Ameritrade, Edward Jones and Charles Schwab say they would limit investment options.
Merrill Lynch Loses Managing Directors to These Rivals
Michael Armondo heads to Rockefeller Capital Management and Michael Rogers has joined Deutsche Bank Wealth Management.
Chicago RIA Reaches for the Sky to Build Presence in Key Western Market
Cresset will build out its Denver office as part of a firm-wide push to expand its reach in key markets, newly-hired regional managing director says.
Morgan Stanley Merges U.S. Private and International Wealth Units
Mandell Crawley, head of Private Wealth, will oversee the merged entity.
SEC to Increase Scrutiny of RIAs That Have a High Number of Elderly Clients
The regulator has found that many firms lack controls or didn’t implement their written policies in regard to servicing seniors.
How JPMorgan’s ETF Cross-Selling Strategy Has Made it a Top 10 Player
JPMorgan affiliates owned 53% of the company’s ETF assets by the end of 2018.
Shaping Financial Plans For Your Clients
Check Capital president explains how he makes sure clients have enough to retire.  Video [ 3:17 ]   Transcript