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October 11, 2018

Goldman Sachs Breakaway: Clients Love My Move … And They’re Following Me
New RIA says it has a customizable, open-architecture platform for high net worth clients.
Wells Fargo Sheds More Reps to These Independents
The recent departures oversee more than $720 million.
Vanguard CEO Has Strong Opinions on the Robo Versus Human Advisor Battle
Technology will raise the quality of advice, says Tim Buckley.
Deutsche Bank Makes Further Inroads Into Wealth Management
The bank has poached executives from Wells Fargo and Bank of America’s U.S. Trust.
LPL Nabs $275M Practice from Another Key Rival
In April, LPL offered a lucrative offer to advisors from Securities America, Kestra and Cetera.
Forget the DOL, This State Will Have its Own Fiduciary Rule
Other states could follow with their own rules, which may conflict with the SEC’s proposed Regulation Best Interest.