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August 17, 2018

Morgan Stanley Age Discrimination Lawsuit Poses Questions For All 40+ Employees
Person making the age-bias claim against Morgan Stanley Funds Services is only 41 years old.
Wells Fargo Loses More Reps to These Three Rivals
These firms seem to be a destination for former reps.
Galvin Gets His Way in Scottrade Fiduciary Case
A judge has agreed to grant the Massachusetts regulator’s request to remand the case to the state.
Ameriprise to Pay $4.5M Over Alleged Failures Guarding Client Assets
Five Ameriprise reps allegedly stole over $1 million in client funds.
How Wealth Managers Can Use Pensions to Reduce Taxes
Defined-benefit plans let certain professional business owners reduce their taxable income.
Fill the Voids in Your Clients' Financial Lives
Add value to your clients' advisor experience by looking for ways to expand your services.