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August 9, 2018

A Tool for Deception: SEC Commissioner Warns of Best Interest Standard Misuse
Hester Peirce says the term "best interest" may also make investors complacent.
RIAs Favorite Fund Firms Remain Vanguard, Fidelity and Pimco
The three fund complexes attracted the most purchase consideration from RIAs in 2017.
SunTrust Nabs JPMorgan Exec for New Private Wealth Management Offices
FA was JPMorgan Private Bank’s managing director for Southwest Ohio and Northern Kentucky.
Democrats and Consumer Groups Slam SEC’s Best Interest Proposal
It could take months for the SEC to move forward on the regulation.
How Healthcare Planning Has Become the FA's Domain
Rising longevity means more advice firm are called upon to help with clients’ healthcare needs and more, study finds.
To Ensure Advice Industry’s Future, FAs Must Empower Investors
Best-interest regulation isn’t sufficient to ensure a sustainable model of the financial advice industry.