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March 17, 2017

Do Successful Active Managers Take Too Many Risks?
For some FAs, a new study says dig deeper for active gems; for others it says steer clear.
Merrill Allows More FAs to Be 401(k) Fiduciaries
Move follows similar initiative from rival Morgan Stanley.
DOL’s Fiduciary Guidance Gives Advisors a Breather
But it doesn’t mean they can forget about the rule entirely, RIABiz writes.
Have a Client in Crisis? Take It Slow and Easy
Clients going through tough times will make the best decisions when they’re ready — not before.
Raymond James Grabs Another Wirehouse Team
Lum Wealth Management previously managed $220 million.