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February 7, 2017

Indie Consultants Squeezed as Big Firms Offer Freebies
Practice management firms like Sanctuary Wealth Services risk being edged out.
Ex-Morgan Stanley Advisor Charged with $5M Theft
Broker had been fired for making unauthorized wire transfers.
Focus Financial Nabs $800M Ex-LPL RIA
CFO4Life joins focus for the network’s M&A resources.
Some Think Expunging BrokerCheck Complaints is Too Easy
Finra panel lets former UBS broker expunge 11 customer complaints.
Is Trump's Financial Regulation Rethink Good for Consumers?

Do you think the Trump administration's call for a reexamination of financial regulations – specifically Dodd-Frank and the fiduciary rule – is a step in the right direction for consumers? Tell us why or why not in the comments.