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February 7, 2017

Indie Consultants Squeezed as Big Firms Offer Freebies
Practice management firms like Sanctuary Wealth Services risk being edged out.
Ex-Morgan Stanley Advisor Charged with $5M Theft
Broker had been fired for making unauthorized wire transfers.
Focus Financial Nabs $800M Ex-LPL RIA
CFO4Life joins focus for the network’s M&A resources.
Some Think Expunging BrokerCheck Complaints is Too Easy
Finra panel lets former UBS broker expunge 11 customer complaints.
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Is Trump's Financial Regulation Rethink Good for Consumers?

Do you think the Trump administration's call for a reexamination of financial regulations – specifically Dodd-Frank and the fiduciary rule – is a step in the right direction for consumers? Tell us why or why not in the comments.

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