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July 15, 2015
The Rich Are Different From Us: They Admit Fault and Move On
Preconceptions about the top 5% stop other investors from succeeding.
Preparing Clients for the Inevitable Correction
A “when, not if” approach makes for fewer ugly surprises, say FAs.
LPL Fined Over Senior Designation on Business Cards
Mass. clamps down on brokers claiming expertise in the senior market.
No-Penalty Early Distributions for (Some) Public-Sector Employees
More public-safety workers can take early payouts without getting dinged another 10%.
SS&C Completes Buy of Black Diamond Maker Advent
Deal is cast as testament to the growing strength in the advisor channel.
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|