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Today's Headlines

Here’s How Wells Fargo Reins in the Social Media Activities of its Advisors
The wirehouse uses a static rather than interactive approach to supervising.
Fiduciary Battle Spreads to New Jersey, Massachusetts and Nevada
The states are filling the void they believe has been left by the Department of Labor and the SEC.
Special Report: There’s an ETF for That: How to Pick a Winner
New ETFs pop up every day, many simply replicating indexes that are already available. Our Special Report coverage examines how advisors can choose among them.
Morgan Stanley, Wells Fargo Lose FAs to This Rival
Ameriprise recruits several advisors collectively overseeing $584 million.
Another Merrill Lynch Team Goes Indie with Sanctuary
Evans May Wealth managed $800 million and follows Enclave Wealth Advisors’ departure from the wirehouse earlier this month.
Six CFPs Automatically Suspended
The CPF Board has issued automatic interim suspensions in connection to Finra bars as well as a conviction of child pornography possession.
Morgan Stanley Rolls Out Six ESG Investing Portfolios
The portfolios, which have a $10,000 minimum investment, invest in companies working toward United Nations sustainable development goals.
Wealth Enhancement Group Adds $1.3 Billion Indie Hybrid
The acquisition of Maryland-based Planning Solutions Group is Wealth Enhancement’s 12th in six years.
MAI Capital Acquires Wealth Management Practice Catering to Pro Athletes
Reston, Va.-based MTX Wealth Management oversee more than $400 million for over 1,200 clients.