The wirehouse insists no UBS representative had any decision-making function in the eleventh-hour drafting of the advisor's will.
October 8, 2019
The man allegedly consulted a study guide he placed in his locker and then changed some of his answers.
Yet the alleged driver seemingly never worked for WFA.
RBC Wealth Management, Ameriprise and First Republic have all picked up advisors from the wirehouse.
Steve Bielke was most recently a vice president of regional recruiting for Wells Fargo Advisors.
Only four out of 12 original claimants were successful in Finra arbitration.