Some FAs aren’t bothered by client questions on the reliability of variable selling agreements.
February 11, 2019
Advisor was convicted last month and sentenced to a decade in prison.
Also, Merrill Lynch and Cetera are involved in moves.
A third of advisors say they have been victims of sexual harassment, including unwanted contact or requests and assault.
A bill in the state senate proposes to hold insurance agents as well as advisors and brokers to the fiduciary standard.
The program is designed to nudge advisors to work with the company’s government relations department in pushing for the firm’s interests.
Acquiring the software-as-a-service provider will bring 3,000 stock plan clients with one million participants.