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February 14, 2018

Morgan Stanley Fund Cuts Questioned by Alumni
Some ex-MS advisors think the wirehouse is culling funds that don't share enough revenue.
Finra Hints at Fee Violation Leeway for Self-Reporting
Following SEC’s amnesty for self-reporting, Finra says it will offer “credit for extraordinary cooperation.”
Blockchain is a Direct Threat to Financial Middlemen
Experts say the distributed ledger technology is a major disruptor to the entire industry.
Wells Fargo: Americans Are Taking on Debt to Keep Up With Expenses
Confidence and expectations of higher incomes is fueling spending, according to a new report.
Why Some FAs Are Happy the SEC is Targeting Cost Disclosure
For a lot of advisors, transparency is of the utmost importance.  Video [ 3:45 ]   Transcript