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April 27, 2017

Not Everyone's Jumping on the T-Shares Bandwagon
Asset managers are pushing them as a panacea but not all FAs are convinced.
Securities Cop, Democrats Slam Dodd-Frank Alternative
House Democrats and Massachusetts’ top financial regulator says the CHOICE Act will harm investors.
Raymond James Brokerage Unit Profits Plunge
Despite record revenue, unit hurt by $150 million settlement over ski resort Ponzi scheme.
Merrill Lynch Duo Exits to Help Snowden Expand
New practice will be Snowden’s first in southwest U.S.
Advisors and Firms Must Now Adapt to Survive
The DOL Rule may live or die, but the business of financial advice has changed and firms.