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June 12, 2018

Merrill Lynch Won’t Give Me My $160K, Says Broadway Actress Client
Massell has filed suit against the firm and her father, who had signed over the money to her.
Commonwealth Hopes to Turn Heads with New RIA Options
Broadening custody choices should make it easier to recruit, say experts.
Wells Fargo $760M Team Lured to Raymond James
But Wells Fargo nabs a UBS advisor team managing $180 million.
TD Ameritrade CEO: Just 30% of Referrals Sign up with FAs
Nonetheless, CEO says advisors have nothing to fear about its new managed account service.
BNY Mellon Names New Head of Wealth Management
Catherine Keating was previously CEO of Commonfund.
Ex-Wells Fargo Rep Barred Over Alleged $800 Debit Card Theft
Former advisor allegedly took money out of a customer’s bank account without their knowledge.