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May 11, 2018

Merrill Lynch and Advisor Sued by Ex-NBA Star
Former Golden State Warrior and L.A. Laker says advisors stole $17.4 million from him.
Are You Running the Risk of Losing Your Female Clients?
There may be things you don’t realize you’re doing wrong.
BlackRock Makes Push for Small Investors
The asset management behemoth has become an anchor investor in micro-investing app Acorns.
New Commission Disclosure Rule Could Alter Bond Market
Starting Monday, brokers will be required to disclose commissions on bonds they sell to retail investors.
Talk Numbers Using Tangible Assets
For clients going through difficult times it's important to talk not only about money, but about what money can buy.
Rumors of LPL Buying Cetera Cool Following New Hire
Cetera has hired a former LPL executive to lead new business development.
Deadline for Comments on SEC’s Investment Advice Rule is Aug. 7
Proposal is likely to attract hundreds of letters, following criticism from investors, fiduciary advocates and even the agency’s own commissioners.