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July 13, 2017

Brokerages May Go the Way of the Buggy Whip
Transactional firms risk further erosion amid shifting consumer priorities.
GOP Lawmaker Submits Bill to Kill DOL’s Rule
Legislation would replace DOL’s fiduciary rule with best interest standard for retail advice brokers.
Hungry Acquisitor Hits RIA Aggregator Scene
Wealth Partners Capital Group launches with minor stakes in three wealth firms collectively managing $11 billion.
Stifel Nabs FAs from Wells Fargo Advisors, RBC
And one other Wells Fargo Advisors rep goes indie.
How Younger FAs Can Land Older Clients
Demonstrating expertise and confidence while letting prospects do most of the talking is key.
ThinkTank: Investing