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May 8, 2018

DOL Refuses to Drop Fiduciary Rule, But Won’t Pursue Violations
Agency provides guidance in response to expected issuance of a mandate from appeals court vacating the rule.
Does Envestnet’s Latest Strategy Sidestep Advisors, Going Straight for Retail Investors?
The 2018 launch of Glidepath gives full discretion to the asset managers.
Senior Morgan Stanley FA Leaving After Alleged “Ethnically Insensitive” Remark
Broker was part of the firm’s Graystone Consulting Group and had been with Morgan Stanley and predecessor Smith Barney for 22 years.
LPL Beats Estimates, But How Sustainable is its Growth?
Some analysts are optimistic while some wonder about its positioning.
Fiduciary Advocates Slam SEC’s Investment Advice Reform
Critics say the recent proposal is not harmonizing existing standards, as SEC Chief Jay Clayton claims.
Thomson Reuters Grows Capabilities of Wealth Management Platform
The information firm’s brokerage processing platform now allows automated processing for multi-market and multi-currency securities.