Frank has served five million students across 6,000 educational institutions in the U.S., according to JPMorgan Chase.

The regulator’s chair compared cryptocurrencies to the disparate private monies of the so-called Wildcat banking era in the mid-1800s.

The Securities and Exchange Commission’s request for comments on digital engagement practices was an opportunity for many commenters to complain.

An FA-IQ analysis of comments submitted to the Securities and Exchange Commission shows a pool of individuals active on digital platforms.

A marketing specialist and university associate dean laid out a series of ways she believes Robinhood has misled investors.

The company believes that social media is a “highly effective way” for advisors to prospect for clients, especially in their localities, and the upside is “too great to ignore.”

Backend Benchmarking estimates the robos’ client assets at $785 billion as of 2020, up roughly 25% from $631 billion in 2019.

"[O]ver the next decade, this is going to increasingly become more of an experience-driven business," according to chief executive officer Dan Arnold.

The firm has been investigating Eileen Cure this week over alleged discriminatory remarks that a TikTok creator had labelled as “racist.” "Following our process for review of advisor conduct, Ms. Cure is no longer a client of the firm," an LPL Financial spokesperson tells FA-IQ.

Investors who work with an advisor are more likely to believe that management fees are included in the fee they pay their advisor, according to a new survey.