The Client: Family wealth/family office
Wealth Managers Play Key Role in Clients’ Charitable Giving
May 24, 2022No Comments
Among high-net-worth investors working with a wealth manager, 94% consider giving part of their overall wealth strategy, compared to 73% among those who don’t work with one.
Elon Musk’s Fortune in the Hands of Ex-Morgan Stanley/Merrill FA
April 28, 2022No Comments
At the head of Excession is Jared Birchall, who has been advising Musk on Wall Street dealings for several years, Reuters reports.
RBC Wealth Lures $200M FA from Wells Fargo
April 25, 2022No Comments
Matthew Lessard operates as Appalachian Trail Investment Group.
Benefits of Hybrid Client Meetings: Less Paperwork, More Social Connections
April 11, 2022No Comments
Financial advisors are finding more opportunities for meaningful engagement with clients and even their family members when they conduct virtual and in-person meetings.
Morgan Stanley Selling Eaton Vance RIA Biz to CI, Pathstone
April 1, 2022No Comments
Combined, the two units of Eaton Vance WaterOak Advisors have around $14.4 billion in client assets.
UBS Will Help Enforce Sanctions Against Russia
March 1, 2022No Comments
The bank says it complies with applicable legal and regulatory requirements across jurisdictions.
Walmart Scions' Fortune Tied to ETFs
No Comments
Recent regulatory filings show many of the ultra-rich cut back holdings in big tech.
LPL Lures $750M Nebraska FA with wirehouse breakaway model
January 14, 2022No Comments
Hugh Lau says LPL can help his client base grow despite his small team.
Cetera Lures LPL FAs Serving $137M in Tennessee
December 15, 2021No Comments
Veteran financial professional Jimmy Woods says Cetera’s digital offerings can help his practice expand.
Commonwealth Draws $120M Father-Daughter Duo from RBC Wealth
December 9, 2021No Comments
Frank Voli and Leigh Voli were among the first to make use of Commonwealth’s virtual transition support to transfer client accounts.