The Client: Special services

JPMorgan Buys Financial Planning Platform for College Students

September 23, 2021No Comments

Frank has served five million students across 6,000 educational institutions in the U.S., according to JPMorgan Chase.

FAs Return to LPL After Years with Wells Fargo

September 21, 2021No Comments

NorthShore Financial is the first all-woman team to join LPL Financial’s wirehouse breakaways model.

RBC Wealth Lures $1B Practice from Merrill

September 20, 2021No Comments

The Inter Alia Group is composed of financial advisors who were career veterans at Merrill Lynch.

LPL Draws $300M Practice from RayJay, Advisor Group

September 17, 2021No Comments

Sandstone Wealth Management has aligned with JFC Advisor Network within LPL Financial’s institutional services platform.

Commonwealth Lures $60M Practice from Edward Jones

September 15, 2021No Comments

Branding, marketing, client prospecting and client tax planning support attracted 7 Grains Planning & Investments to Commonwealth Financial Network.

JPMorgan Scraps Upfront Sales Fee for FA-Sold 529 Plans

September 14, 2021No Comments

The industry standard upfront sales fee for advisor-sold 529 plans can be as high as 5.75%, according to JPMorgan Wealth Management.

Robinhood Hit at SEC Committee Meeting for Practices that Mislead Users

September 10, 2021No Comments

A marketing specialist and university associate dean laid out a series of ways she believes Robinhood has misled investors.

LPL Lures $625M Practice from Raymond James

September 2, 2021No Comments

TBT Financial Services wants to rebrand and expand, and its advisors think LPL Financial can help.

$100M Practice Joins Cetera in New York

September 2, 2021No Comments

HD Financial Specialists wanted to affiliate with a firm that could handle its “specialized” client base.

Wells Fargo Breakaways Turn Up at LPL

August 26, 2021No Comments

Jason Sherr and Merrick Nguyen have launched StrateFi Wealth Management.