The Assets: Portfolio management

RBC Wealth Lures $450M Practice from Wells Fargo

September 24, 2021No Comments

The Doell Kuszak Group has joined RBC Wealth Management’s Lincoln, Nebraska branch.

Burning the Midnight Oil May Cost You in ETF Trading: Vanguard

No Comments

Burning the Midnight Oil May Cost You in ETF Trading: Vanguard

Raymond James Adds FA in Kentucky

September 23, 2021No Comments

Nick Peregoy has joined Raymond James & Associates’ Louisville branch.

SEC Can’t Wait for ‘Spill in Aisle Three’ to Regulate Crypto: Gensler

September 22, 2021No Comments

The regulator’s chair compared cryptocurrencies to the disparate private monies of the so-called Wildcat banking era in the mid-1800s.

Choosing the Right Asset Managers, Investments for Your Clients

September 21, 2021No Comments

"We really kick the tires and dig into the details," according to Sonya Morris, managing director at Harbor Capital Advisors.

FAs Return to LPL After Years with Wells Fargo

September 21, 2021No Comments

NorthShore Financial is the first all-woman team to join LPL Financial’s wirehouse breakaways model.

RBC Capital Settles with SEC for $800K Over Muni Bond Dealings

September 20, 2021No Comments

The regulator alleges that the company misallocated bonds meant for institutional customers and dealers.

Cresset Hires for New Investment, Tech Roles

September 17, 2021No Comments

The firm has hired Archan Basu as deputy chief investment officer and Paul Algreen as chief technology officer.

Raymond James Lures Merrill FAs in Minneapolis

September 17, 2021No Comments

The team operates as Moline Mercer Wealth Management Group of Raymond James.

Targeting Single Female Clients? Here Are Some Tips

September 16, 2021No Comments

Commonwealth Financial Network's Heather Zack says advisors should help single female clients become confident with their finances so they can take the next step.