The Practice: Staffing and recruiting

UBS Adds 10 D.C.-based Merrill Advisors

September 29, 2022No Comments

The advisors collectively manage $2.85 billion.

$12.7B Concurrent Splits from Raymond James

September 29, 2022No Comments

Concurrent Advisors, previously an advisor-owned partnership of independent practices affiliated with Raymond James Financial Services, says it has restructured as a hybrid RIA.

Private Banks to Expand Wealth Mgmt via M&A and Recruiting FAs: Cerulli

September 28, 2022No Comments

Bank trust executives hope to make their channel more competitive for financial advisors, according to Cerulli.

Barron’s List of Top RIA Firms Brings Plenty of Movement but No Surprises

September 28, 2022No Comments

The publication presents its annual rankings of RIA firms, based on assets, revenue and quality of practice.

Summit Adds Commonwealth Exec as Director of Development

September 27, 2022No Comments

Tiffany Taylor has been working with RIAs and broker-dealers for more than two decades.

LPL Lures $380M Advisor Duo from Truist

September 27, 2022No Comments

The advisors, Benjamin Link and Steve Sexton, launch Vero Wealth Management Powered by LPL Financial.

LPL Adds New Institution Services Exec

September 27, 2022No Comments

Pete Dorsey succeeds Shawn Mihal as executive vice president of institution services.

$1.9B Merrill Team Flees to First Republic

September 27, 2022No Comments

The nine-person team is led by Harold Reinstein and Michael Nelson.

Advisor Overseeing $4.5B Ditches Merrill for Independence

September 26, 2022No Comments

Ash Chopra has launched Syon Capital in San Francisco.

Firms Must 'Fit Roles to People' to Improve Diversity: Morgan Stanley Exec

September 26, 2022No Comments

A hiring process based solely on candidates’ experience may ignore better workers who can succeed with proper training, one MS executive suggested.