The Practice: Staffing and recruiting
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April 20, 2018Fired UBS Employee Looks to Mount Class Action for Age DiscriminationFormer managing director alleges he faced an unfair take it or leave it choice.No Comments
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April 20, 2018Ron Carson Names 32-Year-Old His SuccessorDubbed “Baby Einstein” at Carson Group, successor has been with the firm five years.No Comments
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April 20, 2018Raymond James Nabs Four Wells Fargo FAsThe teams collectively oversaw more than $780 million at the wirehouse.No Comments
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April 20, 2018Women Won Just 18% of Sexual Harassment Claims in Finra Arbitration Since 1988Men are almost twice as likely to win sexual harassment claims.No Comments
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April 19, 2018Wells Fargo Loses Reps to Raymond James, BNY MellonA duo managing over $400 million join Raymond James’ employee unit.No Comments
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April 18, 2018UBS’s Naratil: SEC’s Advisor Conduct Rule Will Have Real PowerCompany’s co-president of wealth management also says Broker Protocol exits aren’t that big of a deal.No Comments
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April 18, 2018Northern Trust's Wealth Channel Nabs Private Banker from BNY MellonPrior to BNY Mellon, Chahin Pahlavi managed $250 million at HSBC Private Bank.No Comments
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April 18, 2018Sacked Morgan Stanley Advisor Ordered to Pay Back $372,000Separately, a veteran advisor in Williamsville, N.Y., admits stealing $1.4 million from his clients.Last Comment: April 18, 2018
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April 18, 2018Finra, SEC Provide Little Data on Sexual HarassmentSen. Elizabeth Warren’s requests for information have apparently yielded little.No Comments
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April 18, 2018HighTower Acquires $4.5B Wealth UnitDeal is HighTower’s largest single-office-location acquisition.No Comments
