The Client: ERISA plans/institutional management
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August 15, 2017Is the DOL Rule Delay Good or Bad?
All things considered, do you view the latest Department of Labor fiduciary rule delay as good or bad for your practice? If you'd like, tell us why in the comment section below.
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August 15, 2017Why the DOL Rule Might Be a Boon for BrokersBrokers are gaining fee-based assets more lucrative than commission-based accounts.No Comments
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August 11, 2017FAs and Investors at Odds in DOL Rule CommentsIndustry stakeholders want delay or repeal while investors beg for protection.Last Comment: August 14, 2017
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August 10, 2017Yet Another DOL Rule Delay Paves Path for Big ChangesAgency signals it will consider easing restrictions on prohibited transactions.Last Comment: August 15, 2017
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August 7, 2017DOL Fiduciary Rule Comments Unearth Deep UneaseOn the final day to comment, here’s what different players are saying.Last Comment: August 7, 2017
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August 3, 2017$3.5B Wirehouse Team Jumps After Losing $2B in AssetsChanging legal standards resulting from DOL rule “forces” their hands.No Comments
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August 3, 2017DOL Rule Given Prickly Treatment in Appeals CourtOutcome of suit to kill the rule is far from clear.No Comments
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July 31, 2017Watchdog Bigwigs Clash Over Anti-DOL Rule StanceMassachusetts securities chief says SEC Commissioner’s comments are fodder for legal challengers.Last Comment: July 31, 2017
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July 20, 2017Bill to Kill DOL Rule Moves to House FloorThe House Committee on Workforce and Education moves to replace the fiduciary rule with a best-interest standard.Last Comment: July 21, 2017
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July 14, 2017DOL Rule Assault Comes From All QuartersFlurry of activity points to “soft repeal” through courts and Congress.Last Comment: July 14, 2017
1 Comment
