The Client: Client retention
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February 15, 2019LPL Lures Yet Another Bank-Based Advisor Practice ... Here's How They Did itCommunity First Investment Group joins from LaSalle Investment Management.No Comments
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February 15, 2019Amid Falling Markets, B-Ds and Retail Brokerages Post Strong RevenueCharles Schwab, TD Ameritrade and E*Trade all benefited from higher trading activity, according to Moody's Investors Service.No Comments
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February 15, 2019Hightower Adds $2.6 Billion RIAThe addition brings HighTower’s AUM to $68.6 billion.No Comments
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February 14, 2019TD Ameritrade CEO Solemnly Swears not to Steal RIA Clients. Here’s What RIAs Think of ThatBroker and custodian boss says his firm has no plans to compete with RIAs. RIAs say the announcement takes some stress off their shoulders.No Comments
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February 13, 2019UBS Loses Family Practice to This RivalThe team have joined Ameriprise’s employee channel.No Comments
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February 11, 2019Advisor Moves: Morgan Stanley Loses FA to Ameriprise, and More ...Also, Merrill Lynch and Cetera are involved in moves.No Comments
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February 8, 2019Wells Fargo Advisors Loses Another FA Practice to LPLThe team previously managed around $105 million.No Comments
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February 8, 2019Five Indie FAs Join IFP PlatformTogether, the advisors oversee around $393 million.No Comments
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February 7, 2019Ladenburg Subsidiary Recruits $180 Million Practice from AmeritasSecurities Service Network has recruited Retirement Planning Group in New York.No Comments
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February 6, 2019Morgan Stanley Ordered to Hand Over Evidence in Lawsuit Claiming Theft of Confidential InformationE*Trade says a consultant who moved to the wirehouse had no right to take client details with him.Last Comment: February 6, 2019
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