The Client: Client retention
Protecting Clients from Scams with Curiosity and Empathy
August 12, 2022No Comments
Scammers have capitalized on clients' vulnerability and loneliness, especially since the pandemic started, according to RBC Wealth Management's Tara Ambrose.
MAI Adds Ohio-Based Wealth Mgmt Firm
August 12, 2022No Comments
The latest acquisition is Pareto Wealth Management.
BNY Mellon Wealth Nabs JPMorgan Exec in Florida
August 12, 2022No Comments
William Eady brings 14 years of experience to the firm.
SVB Private Lures BNY Wealth Mgmt Exec
August 12, 2022No Comments
Tom Fickinger, who also previously worked at Merrill Lynch, has joined the firm as head of wealth advisory West.
Fieldpoint Private FA Flees for Snowden Lane
August 11, 2022No Comments
Al Jacobi has teamed up with Tom Hakala, who joined the firm last month, to form a $360 million advisor practice.
Focus Financial to Boost Presence in Canada
August 11, 2022No Comments
Calgary, Alberta-based RT Mosaic Wealth Management has joined Focus partner firm Cardinal Point Capital Management.
FAs Weigh In: The What-Ifs of Wealth Transfer
August 10, 2022No Comments
Advisors share the common wealth transfer mistakes families make.
GenTrust Sells Minority Stake to Kudu Investment Management
August 10, 2022No Comments
Kudu has now taken stakes in 19 asset and wealth managers across the U.S., Canada, the U.K. and Australia.
Clearstead Advisors Picks up $530M Wealth Mgmt Practice
August 9, 2022No Comments
The company has added Scott Snow, a firm founded in 2005.
Seasoned FAs Don't Need Broker Protocol Agreements to Hop Shops: Lawyer
August 9, 2022No Comments
The "who-owns-the-customer" debate continues and at times ends up in court.