The Covid-19 pandemic is testing business continuity and risk-management protocols across industries.
Brokers and advisors are navigating how to maintain essential functions and serve clients — all from their remote offices. And the whipsawing markets do not make these challenges easier.
The SEC and other regulators have provided some accommodations, but firms must still oversee policies, procedures, third-party service providers and their own technology systems.
On Friday, March 20, at 11:00 a.m. ET, FA-IQ's sister publication Ignites will hold a special webcast: Bracing Your Business for Coronavirus.
You can sign up by either clicking the "Register" button below or by clicking here.
Join us for this webcast featuring Tom Secaur of asset management operations consultancy Citisoft and Lori Schneider, a partner with law firm K&L Gates, who will provide insight on what companies should be doing to ensure their operations and risk-management practices are positioned to meet the unique challenges of this global health and economic crisis.
All Exchanges are recorded, so even if you cannot attend the broadcast live, be sure to register now so that we can notify you when the archive becomes available.