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Washington Update: New DOL and Governmental Initiatives

By Jonathan E. Braunstein January 12, 2016

There has been no shortage of handwringing over the Department of Labor’s fiduciary rule proposal and how it might affect financial advisors. That proposal, however, is just one of many that advisors must understand to navigate the changing regulatory landscape.

Financial Advisor IQ Education’s webcast, Washington Update: New DOL and Governmental Initiatives, delves into several important regulatory changes that are coming down the pike. In addition to the fiduciary rule proposals, topics include the proposed changes to rollovers, tax changes that could affect 401(k) plans, various auto-IRA proposals and proposals to encourage longevity annuities. This continuing education webcast has been certified by the CFP for one and a half hours of CE credit. Participants must view the full event and successfully complete the post-event quiz.

This class is taught by Marcia Wagner of the Wagner Law Group, a large boutique law firm specializing in ERISA, employee benefits and executive compensation. She is also the former chair of the employee plans subcommittee of the IRS Tax Exempt & Government Entities Advisory Committee.

Featuring slides and audio and streamed over the Internet, Financial Advisor IQ Education Webcasts present free, in-depth presentations by industry experts. These webcasts are recorded and are available for viewing at your convenience.

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No additional cost; this is included in your Financial Advisor IQ subscription

Marcia Wagner, managing director, Wagner Law Group

Jonathan E. Braunstein

Let us know if there are any specific topics you would like to hear about or panelists that you want to learn from. Send your suggestions to education@financialadvisoriq.com.