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Today's Headlines

Ameriprise is Suing a Fired Broker for Arbitration Dues ... He Says He’s Too Broke to Pay
The 72-year-old was fired three years ago and lost his legal battle against the firm.
This is What Hundreds of RIA Compliance Officers are Worried About
Cybersecurity, advertising/marketing and data privacy are the top concerns of most RIAs surveyed.
Wells Fargo Loses Half a Billion FA to Summit Trail Advisors
The advisor has opted to join Summit Trail Advisors versus staying with the wirehouse.
Schwab in Talks to Pay $2 Billion for USAA’s Wealth Management and Brokerage Business
The deal could bring Schwab around $100 billion in assets.
Edward Jones Claims Growing Advisor Ranks and Diversity Are Key Goals
The brokerage has ambitious plans under new managing partner Penny Pennington.
UBS Adds Big Producers in San Francisco and New York
The two reportedly collectively oversaw $2 billion.
As Social Security Shortfalls Grow, Could Annuities Become More Common in 401(k)s?
Some experts say annuities could be necessary because Social Security doesn’t replace all of the career earnings for many Americans.
Why High Net Worth Wealth Has Dipped
This is the first decrease in global high net worth wealth worldwide after seven years of steady growth.

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