Welcome to Financial Advisor IQ

Registration Required To View More Than 1 Article(s) in 30 Day(s).

Already registered?

Register for a free subscription to Financial Advisor IQ, a Financial Times service, written specifically for Financial Advisors. (All fields are required.)

  • There's no cost
  • Your information will not be shared without your consent
  • You get full access along with a daily news alert

CE Credentials
You can now earn continuing education credits by reading selected content on FAIQ's ThinkTank. Enter your credentials below to start earning credits.

Already a Financial Advisor IQ Reader?

Log in

June 15, 2018

Here are the Big Flaws in the SEC’s Best Interest Proposal
The identified weaknesses include the ambiguity of best interest, the absence of a requirement for ongoing obligation for broker-dealers, and the potential for more confusion.
How BrokerCheck Source Overhaul Could Cut Your Compliance Costs
Longer-term, Finra plans to revamp the process for completing required submissions.
LPL Wins $330 Million Team from Lincoln Financial
LPL has recruited an advice firm serving $330 million in client assets from Lincoln Financial.
JPMorgan Plans to Bring on 1,000 Private Bankers
The new hires would boost the company’s wealth manager force by close to 40%.
Give Financial Planning its Due
For clients to fully engage with advisors, help them understand the full value of your services.