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December 15, 2017

Broker Protocol Helped Ex-Morgan Stanley Advisor Take $1B in Client Assets to New Firm
Decision to leave Morgan Stanley triggered by desire to be part of positive, entrepreneurial, conflict-free culture.
Wirehouse Exodus Fuels Discount Broker Expansion of RIA Services
Firms such as Schwab and Ameritrade are increasingly offering more than just custodian services — at a lower price than big brokerages.
Wells Fargo, UBS Reps Jump to Raymond James
The advisors collectively oversaw around $1.2 billion.
$300M Indie Leaves SII Investments
Ferrigno Financial has affiliated with a broker-dealer that’s part of Advisor Groups.
Giving a Widow Permission to Move On
Clients who’ve lost a spouse may need help moving forward with their decisions.

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