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Today's Headlines

Wells Fargo Denies Brokerage Merger, Hails Turning Point in FA Attrition
In an FA-IQ exclusive, the bank says it's streamlining operations, not dismantling advice silos.
Wells Fargo Advisors Ordered to Pay $8.6M Over Puerto Rico Bonds
The wealth management unit and one of its brokers were sued by the former CEO of OfficeMax.
Finra Loses Analytics Head to Merrill Lynch
Merrill Lynch has swiped the regulatory body’s former director of advanced analytics.
Cetera Won't Offer Retention Bonuses For FAs After Sale
The deal with Genstar Capital, expected to close by the end of September, is not expected to cause any “disruption.”
RBC Wealth Rolls Out New Platform for FAs
The practice management program offers digital tools and pairs advisors with coaches.
Edelman Completes Financial Engines Merger
As part of the deal, the previously publicly-traded RIA is getting delisted from the stock market.
Fiduciary Network Reportedly Seeking a Buyer
Sale could be complicated by relationship with Emigrant Bank.
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