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Today's Headlines

Nick Strain: Investors Want to be Prepared For the Next Financial Crisis
Part of a six-part series probing the concerns of American investors, as expressed to top financial advisors.
Wells Fargo Loses Another 152 FAs in Q3
The company has lost more than 1,000 reps since the 2016 bogus account scandal.
Fidelity Faces Another 401(k) Plan Suit
Suit alleges self-dealing at the expense of the company’s employees.
Are Broker-Dealer Firms Underserving the Richer States?
California has the most broker-dealer branches, while New York has the highest number of firms and headquarters.
Allianz is Getting Out of the RIA and Broker-Dealer Business
The company’s 600 representatives will be able to transition to Woodbury Financial Services as the “preferred” partner.
Fleming-Led Rockefeller Makes Strategic Gambit With Advisory Acquisition
The firm offers investment management to ultra high net worth individuals and families.
Advisor Moves: Wells Fargo, LPL, EP Wealth, and More
The latest advisor moves and acquisitions.
JPMorgan’s Financial Advisor Force Grows 9% YoY
The company’s asset and wealth management unit also posted a 7% increase in net income year over year.

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