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January 17, 2018

Ex-Merrill Lynch Manager Ends up at JPMorgan
Separately, Focus Financial has lured away a $1.3 billion RIA from LPL.
FAs Take Cues from Richard Thaler: There’s No Taking Emotions Out of Money
Wealth managers need specific strategies to keep clients’ instincts in check.
Former Congressman Financial Advisor Takes on Morgan Stanley
Advisor wants it made clear he wasn’t canned for sexual misdeeds.
SEC In-House Judge Controversy Heads to the Supreme Court
Outcome could impact more than 100 cases currently at the SEC and a dozen cases in appeals.
Video
What Some Advisors Are Telling Clients About 2018
The U.S. economy is on a firm footing but there's also the possibility of a correction.  Video [ 3:19 ]   Transcript  
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