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Today's Headlines

Fatal Flaws in the SEC’s Best Interest Disclosure?
Industry and consumer groups want the SEC to improve the form so it can serve its purpose.
Five Advisors Charged in $102 Million Ponzi Scheme
The fraud affected more than 600 investors, according to the regulator.
Firm Expelled For Letting Boss Work Under Suspension
And broker barred after telling Finra he would relinquish management.
Fidelity Offers Impact Investing Education Platform for FAs
Educational materials will be available for free, and FAs can also attend in-person workshops.
Focus Financial Leads Investment Round for Lead Generation Platform
SmartAsset has raised more than $51 million to date.
Opinion
More Money, More Problems ... Without a Good Advisor
How celebrities still make bad investments that an advisor would spot immediately.

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