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October 16, 2017

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Previous Issue

Fidelity, TD Ameritrade Heavily Discount Lead Gen Tools

As popularity grows and costs fall, apps are seen as delivering more “defined” leads.

Merrill Lynch Productivity Dips While Wells Adds FAs

Merrill's client assets are at record highs and revenue grew 5% year-on-year.

Lobbyists Sue First State-Run Retirement Savings Plan

Erisa Industry Committee says trend of state-run plans risks creating a patchwork of rules.

Finra Insists It Wants to Help Small Broker-Dealers

But many are skeptical of the regulator’s pledge.

Cetera Brings on Bank’s $225M Wealth Management Unit

Flushing Bank’s wealth program leaves Infinex Financial Group for Cetera.

ThinkTank: Latest Published Content

Hope for the Best and Prepare for the Worst: Portfolio Protection Starts with Understanding Bear Markets and Black Swans
Swan Global Investments

Thoughts and Bonds: Uncharted Territory
Janus Henderson Investors

Harvey, Irma, and the Muni Market
Aquila Investment Management

Retail Closures on Record Pace
Manning-Napier

Preparing Your Finances for a Leave of Absence
Hewins Financial | Wipfli Hewins

Topics

All Topics

The Client - Finding and winning new clients Fidelity, TD Ameritrade Heavily Discount Lead Gen Tools Here’s How to Up AUM Without Swelling Your Payroll	The Client - Client retention What Do You Do When Clients Just Won’t Change? Redtail Pioneers Compliant Client Texting
The Client - ERISA plans/institutional management Lobbyists Sue First State-Run Retirement Savings Plan Consumer Advocates: Brokers Are Exploiting DOL Rule	The Client - Behavioral finance What Do You Do When Clients Just Won’t Change? ‘Decumulation’: The Problem May Be Even Tougher Than You Or Your Clients Understand

The Assets - Portfolio management ‘Decumulation’: The Problem May Be Even Tougher Than You Or Your Clients Understand Morgan Stanley: Tax-Loss Harvesting Boon Coming High-Quality Junk Bonds: An Oxymoron or Opportunity?	The Assets - Insurance planning Merrill Shows How Healthcare Costs Are Hurting Clients Tax Avoidance Insurance Funds Gain Popularity
The Assets - Estate planning How Should RIAs Offer In-House Trust Services? How Some Savvy FAs are Overtaking ‘Basic’ Robos	The Assets - Tax planning Morgan Stanley: Tax-Loss Harvesting Boon Coming

The Practice - Technology Fidelity, TD Ameritrade Heavily Discount Lead Gen Tools Redtail Pioneers Compliant Client Texting	The Practice - Fees and compensation Merrill Lynch Productivity Dips While Wells Adds FAs DOL Rule Saves Wirehouses Big Bucks in Recruitment
The Practice - Staffing and recruiting Merrill Lynch Productivity Dips While Wells Adds FAs Cetera Brings on Bank’s $225M Wealth Management Unit	The Practice - Regulatory/legal issues Finra Insists It Wants to Help Small Broker-Dealers Lobbyists Sue First State-Run Retirement Savings Plan

1	‘Decumulation’: The Problem May Be Even Tougher Than You Or Your Clients Understand
2	UBS Cuts Recruiting, Triples Training Budget
3	Morgan Stanley: Tax-Loss Harvesting Boon Coming
4	Why a Longtime Wirehouse Exec Broke Away... Sort Of
5	Finra Warns of Fake FA Designations

1	UBS Cuts Recruiting, Triples Training Budget
2	‘Decumulation’: The Problem May Be Even Tougher Than You Or Your Clients Understand
3	Are ICOs Better for Bitcoin-Bullish Investors?
4	Morgan Stanley: Tax-Loss Harvesting Boon Coming
5	Finra Gets SEC Go-Ahead for New Qualification Exams

1	‘Decumulation’: The Problem May Be Even Tougher Than You Or Your Clients Understand
2	UBS Cuts Recruiting, Triples Training Budget
3	BDs Identify Operational Hurdles of Freezing Accounts
4	Finra Warns Against Rogue Non-Lawyer Arb Reps
5	Why Should FAs Learn More About Impact Investing?

S	M	T	W	T	F	S






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October 16, 2017

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