Already a Financial Advisor IQ Reader?
January 9, 2019
NFL Star's Lawsuit Over Smashburger Investments Alleges Failures to Supervise Multimillion-Dollar Account
Legal action shows dangers of team approach to wealth management.
Government Shutdown Halts Critical Meeting on New Tax Shelter
Investors worry they might trigger capital gains without knowing how to use the new "Opportunity Zones."
Merrill Lynch Expands Services for Self-Directed Investors
The wirehouse is offering DIY investors the same research capabilities already available to its own financial advisors.
Proven Strategies for Winning Over Your Clients' Kids (And Some Things You Really Shouldn't Do)
Top UHNW advisors reveal their winning game plans.
Morgan Stanley, Merrill Lynch, UBS Among Nine Firms to Launch Their Own Equities Exchange
The group, which includes broker-dealers, banks, market makers and other financial services firms, aims to file for SEC’s approval early this year.
VideoFAs Reveal Common Concerns of Plan Participant Clients
LPL Loses $10 Billion Retirement Group to Triad Advisors
Retirement Benefits Group will continue operating under its own brand name and with the same leadership structure.
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|