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December 4, 2018
New Trump Tax Shelter Needs More Detail, Experts Warn
Opportunity Zones won’t attract investors without clearer guidelines, accountant group says.
Wells Fargo and Raymond James Have Secret Weapons to Target Wealthy Clients’ Kids
These families see “longevity planning” as an authentic need.
Merrill finds Gen Z the Only Ones Left Choosing Love Over Money
Majority of Americans born before 1996 want a partner who provides financial security instead.
Edward Jones Files to Dismiss Suit Alleging Reverse Churning
Company argues it’s sufficient to disclose that switching to a fee-based account could turn out to be more expensive.
Warning to FAs: IRA Rollovers Are in Regulators' Crosshairs
Some advisors go as far as treating rollovers as if the Department of Labor’s fiduciary rule were still in effect.
DOL Boss Threatened with Congressional Investigation into Alleged Corruption
Congresswoman wants Justice Department to investigate Labor Secretary over his role in a 2007 sexual abuse allegations plea deal.
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|