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October 8, 2018
Targets of a Failed Morgan Stanley Restraining Order Ask Court to Toss Lawsuit Too
The advisors say the wirehouse’s lawsuit is based on speculation, suspicion, conjecture, guesses, and hunches.
Ric Edelman: Investors are Nervous about Political Leaders and Wall Street
Part of a six-part series probing the concerns of American investors, as expressed to top financial advisors.
This Rule Change Would Unleash Rogue Brokers, Warns Consumer Lobby
Eliminating outside business activity supervision requirements could leave investors vulnerable to abuse.
Ex-Cetera Advisors Find New Home With Firm Affiliated with Rival
Holistic Wealth’s three financial advisors had previously been registered with Cetera for 15 years.
Advisor Moves: UBS Loses Veteran to Big Independent. Plus More Key Moves…
Also this week, a branch manager moves from Stifel and growing firms make key acquisitions.
Bank of America and Merrill Lynch Move Closer to Banking-Wealth Management Synergy for Clients
Clients will be able to switch between Merrill Lynch and banking accounts seamlessly.
Advisors Aren't Immune to Fee Pressure Anymore... Here's What Will Happen Next
Fees of less than 1% are becoming more common across the advice industry.
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|