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August 8, 2018
What UBS Fight With Bloomberg Over Client Data Means for FAs
Some advisors hear echoes of their own struggles with data suppliers.
After Dismissal of Lawsuits Against Him, Butowsky Vows Vengeance
FA sued in connection to a Fox News story about the unsolved murder of a Democratic staffer, says he’s going after “anybody who did anything negative to me as a result of the lawsuit.”
Lawyer Says Brokerage Reneging on $275K Settlement with Client
But there’s no written proof the advisor plans to not pay the award.
Merrill Lynch Brings on FactSet as Primary Market Data Provider
The wirehouse is also integrating FactSet’s data feeds into internal as well as client-facing platforms.
Wells Fargo Employee Who Won the Lottery: “We Love that Company”
An office pool at the bank wins a $542 million jackpot.
VideoHow This RIA Customizes Portfolios for its Clients
Former Aide to Kara Stein Is Trump’s Likely SEC Nominee
Allison Lee is a former enforcement lawyer at the SEC.
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|