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July 10, 2018

Merrill Lynch Loses Prominent FA to LPL Financial
Meanwhile, Raymond James nabs an advisor from RBC.
Georgia Ruling Arms Firms Looking to Overthrow the Recruiting Protocol
Advisors had better take harder squints before signing employment agreements in this new hardball era.
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Why Women-Focused Robos Haven’t Thrived... Yet
Of the three high-profile robo-advisors catering to women launched since 2015, only one survives.
Wells Fargo Duo Jumps to Janney
Bank also sells stake in a $14 billion RIA to the firm’s management.
Former FA Gets 12 Years Jail Time for Ponzi Scheme
Former radio host Bobby Eugene Guess defrauded more than 60 investors out of $6 million.
Argent Lures $600M Wealth Management Outfit
AmeriTrust Companies will bring Argent’s total client assets to $19 billion.
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