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July 5, 2018

Do RIAs Come Out On Top in Fiduciary Rule/Best Interest Fight?
As the industry dukes it out, here’s what investors see …
Vanguard Eliminates Fees on Online Trading of Rivals’ ETFs
In August, Vanguard will let clients trade online nearly all of the 1,800 non-Vanguard ETFs for free.
Schwab to Pay $2.8M Over Suspicious Trades by Indie Advisors
Company failed to report suspicious activity by 37 independent advisors Schwab had terminated in 2012 and 2013.
Why Your Succession Planning is Important to HNW Clients
They want to know that your practice will always be there.  Video [ 3:43 ]   Transcript  
Fidelity Will Charge Consultants for Access to Advisors
New platform will charge consultants 18% of each contract awarded.
Morgan Stanley’s Top Lawyer is Quietly Building a Third U.S. Political Party
Eric Grossman’s Serve America Movement has attracted hundreds of thousands from Wall Street and former Big Tobacco executives.
Merrill Lynch Introduces Mobile Tech in Push for New Business
Wirehouse launches mobile technology to make life easier for clients and advisors alike.