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June 1, 2018

Republicans’ Tax Reform Boosted Financial Confidence, Report Claims
On average, confidence boosts were lower in higher-tax states.
A Stark Warning for FAs Who Can’t Connect With Widows and Divorcees
Widows and divorcees, who hold the keys to next-generation wealth, want something different from FAs.
Bipartisan Support Moves Unpaid Arb Award Bill Closer to Reality
Sen. Warren’s bill now has a Republican backer, which could increase its chances of getting passed, experts say.
How a New Lease on Life Can Spell Trouble For Client Retirement Plans
It’s an advisor’s job to help empty-nesters transition without losing sight of their long-term goals.
Ex-FA Indicted Over Alleged $12 Million Fraud
Separately, the SEC charges another advisor with running an $8 million scam.