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May 29, 2018

It’s in Your Own Best Interest to Be a Fiduciary: SEI
Being fiduciaries will help broker-dealers through existing and upcoming regulations, say SEI Advisor Network executives.
Millennials Are Better Prepared for Retirement Than Baby Boomers
Close to two-thirds have put away at least $25,000 — and many have saved over $100,000 for retirement already.
UBS Arbitration Decision Might Hearken Sea Change For Advisors
Panel denies the warehouse’s claim to collect on $1.2 million forgivable loan.
Outgoing Commish Slams DOL’s Fiduciary Rule, Defends SEC’s Version
Piwowar believes the comment period will help iron out the wrinkles in the SEC’s proposed Regulation Best Interest.
Wells Fargo Loses Reps to Kestra
Advisors continue leaving Wells Fargo following regulators launching an investigation into its wealth management units.