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May 18, 2018

Does BrokerCheck Do More Harm Than Good?
Finra says investor protection must prevail.
SEC Settles with FA Over Alleged $71 Million Fraud Scheme
William Jordan allegedly lied to investors and inflated account values to boost his fees.
Execs Flee Waddell & Reed as FA Count Down 30%
But advisor productivity rose 24% year over year.
Lowering Fees Doesn’t Yield More Clients
Actually it can do quite the opposite.
Use Your Own Media to Counter Mass Media Hype
Prevent panic with constant communication.
Less Than 1/4 of Americans Plan to Use Professional Help for Inheritance
Meanwhile, most Americans unaware and unprepared for the coming intergenerational wealth transfer, study finds.

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