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April 12, 2018

Families Touched by Autism Turn to FAs With Special Needs Expertise
Experts say all advisors need to build skills serving such clients.
LPL Woos FAs at Cambridge Investment Research
The firm seeks to entice FAs previously affiliated with NPH.
SEC to Discuss Fiduciary Rule Proposal Next Week
Topics on the regulator’s meeting agenda include a rule establishing broker-dealer standard of conduct.
UBS and Ex-Broker Ordered to Pay $805K to Client in Arbitration
Broker has nine customer disputes stretching back to 2009.
Why the Top RIAs Don't Feel Client Pressure to Lower Their Fees
Advisors rely on holistic wealth management to maintain fees.
Fidelity Overhauls Wealth Management Fees
After the changeover in July, the fee will only be tied to assets held with the firm.