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April 10, 2018

Why This Multibillion-dollar Advisor Team Left UBS
The team was frustrated they didn’t control how resources were spent and that options for clients were limited at the wirehouse.
Morgan Stanley Hit With $9 Million Suit Over Site Accessibility
Legally blind man says company’s websites can’t be read by commercially available screen readers.
LPL May Be Losing a $9.5B RIA
Independent Financial Partners plans to set up its own broker-dealer, a source tells InvestmentNews.
Merrill Lynch and UBS Lose FAs to Raymond James
Steward Partners picks up UBS advisor managing $70 million while a Merrill Lynch rep joins Raymond James as a non-producing manager.
Why Fidelity Insists More FAs Are Going Indie
And most advisors with moving on their mind are unfazed by the recent withdrawals from the Broker Protocol.

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