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March 14, 2018

Merrill Lynch Forms New Team to Serve the Ultra Rich
Move comes days after rival Morgan Stanley announced the formation of a similar team.
Advisor Moves His Practice Away From LPL, In Stages
The compliance people at the IBD just wanted Ross Gerber to go away.
FAs’ Recent Long-Term Market Predictions Are Insane
If advisors are right about the next 10 years, we’re in for a dark and ugly ride.
Wealth Management Ranks Worst for Sexual Harassment
Survey finds 59% of women in the industry have witnessed inappropriate language.
Finra Bans Gamblin', Money-Hidin' Ex-Wells Fargo Broker
Bond man allegedly structured deposits to avoid raising red flags.
There’s A Way to Measure Tech/Human Interplay
SEI says FAs can gauge how effectively the balance high-tech with high-touch.
Where Do International Markets Fit in Today's Portfolios?
But success depends on how you approach them.  Video [ 4:28 ]   Transcript