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February 6, 2018

Robo Clients Were Left in the Lurch During Market Tumble
Users had trouble accessing accounts on Betterment, Wealthfront, Schwab and Vanguard.
How A Bezos, Buffet, Dimon Team-Up Would Rock the Advice World
Commentator calls for an overhaul of the investment management industry similar to what the trio have offered for healthcare.
Equities Might Matter So Much Less For Your Wealthiest Clients
New research breaks down client assets at different levels of net worth.
Small Firms Get Special Guidance from Watchdog
Finra boss says new helpline will make it faster and easier for small firms to get answers.
High Point Wealth Ordered to Halt Investment Advice
Maryland’s AG orders a halt to the investment advice firm operating out of the former offices of the firm behind the “Money Guys” commercials.
Poll
Are We Headed For An Almighty Correction?

After significant falls in equity markets Friday, the Dow Jones Industrial Average closed Monday down 4.6%, the S&P 500 index had its worst percentage fall since August 2011, and the Nasdaq fell 3.8 per cent. Do you see the significant market declines of the past few days as the start of a more pronounced correction?

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