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November 8, 2017

Judge Slams “Prejudiced” Jury in JPMorgan Lawsuit
Jury was looking to punish the firm and reward the whistleblower, according to the judge.
Unpaid Finra Arbitration Awards are a Big Problem
Sifma wants Finra to publish annual data of unpaid awards, eliminate inability-to-pay defense in intra-industry cases.
LPL Simplifies and Cuts Fees for Advisors
Advisors who custody assets on LPL’s RIA platform will get bigger reimbursements.
Pass-Through Tax Cut Could Be Opportunity for FAs
But most believe the proposed cut needs much more clarification.
The Inside Track on Servicing Family Offices
Here's what single family offices expect from their advisors.  Video [ 4:15 ]   Transcript  
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