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November 8, 2017
Judge Slams “Prejudiced” Jury in JPMorgan Lawsuit
Jury was looking to punish the firm and reward the whistleblower, according to the judge.
Unpaid Finra Arbitration Awards are a Big Problem
Sifma wants Finra to publish annual data of unpaid awards, eliminate inability-to-pay defense in intra-industry cases.
LPL Simplifies and Cuts Fees for Advisors
Advisors who custody assets on LPL’s RIA platform will get bigger reimbursements.
Pass-Through Tax Cut Could Be Opportunity for FAs
But most believe the proposed cut needs much more clarification.
VideoThe Inside Track on Servicing Family Offices
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|