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October 4, 2017

Why Clients Might Want More Active Management Now (And What Some Advisors Are Doing About it)
New industry study finds passive 'plateau' as assets going into active funds gain steam, yet advisors aren't convinced.
Key Wells Fargo FiNet Exec Jumps to RIA
Richard Calhoun Jr. joins Collins Investment Group as president and takes a minority stake.
LPL "Playing Hardball" in NPH Rep Enticement
Some reps given mere weeks to make a decision on whether to join LPL, which acquired NPH, or go to another broker-dealer.
The Reason Hedgies Would Rather be Wealth Managers
Professionals at hedge funds and other active asset managers are moving to family offices.
How Finra Wants You to Keep At-Risk Clients Safe
New Finra rules give advisors the power – and obligation – to keep at-risk client accounts safe from prying hands.  Video [ 3:35 ]   Transcript  
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