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September 12, 2017

SEC Is ‘Where Fiduciary Ideas Go to Die’
Don’t hold your breath for the Feds to create a unified client-first standard, experts warn.
Wells Fargo FiNet Scoops Up Janney Rep
Meanwhile, Morgan Stanley and UBS brokers head to RBC, Mercer acquires $290 million practice.
How Should RIAs Offer In-House Trust Services?
Some firms say it brings them closer to a family office model but the majority outsource.
United Income Launches Robo Aimed at Older Investors
New platform comes with 0.5% annual fee, or 0.8% for service including unlimited access to FAs.
Poll
How Have Hurricanes Harvey and Irma Affected You?

Florida and other parts of the South have been battered by Hurricanes Harvey and Irma, causing wholesale evacuations, severe damage and loss of life. How have these catastrophic storms affected you or your clients?

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